Retirement plan

ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

Name: ROCKY VISTA UNIVERSITY, LLC - ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN (2020) Form 5500
Creator: ROCKY VISTA UNIVERSITY, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN, ROCKY VISTA UNIVERSITY, LLC

ROCKY VISTA UNIVERSITY, LLCEIN 20-4761077Plan #001PY 2020

8401 S CHAMBERS RD - PARKER, CO 80134720-874-2486

Prospect flagsLow participation

How to read this page

Total assets (EOY)

$18.1M

+29.3% from 2019

Total participants

524

+8.9% from 2019

Average account balance

$54,763

+18.7% from 2019

Annual return

14.25%

-6.76 pp from 2019

Benchmarks

See 929 peers

Peer group

Industry61 - Educational Services

Plan typeDefined contribution

Participants250-999

Cohort929 peers

Snapshot2020

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Analytics

Total assets (EOY)

Plan-year ending balance

$26.11M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$68K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

382

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

62.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.61M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.28%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$346

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
STADION MONEY MANAGEMENT6+ years Service code 26 · EIN 45-1564286	Advisory (Participants)	$50,861
TJS DEEMER DANA LLP5 years Service code 10 118 PARK OF COMMERCE DR · SAVANNAH, GA 31405	Accounting	$12,500
MID ATLANTIC CAPITAL CORPORATION5 years Filed as: MID ATLANTIC FINANCIAL MANAGEMENT Service code 13 · EIN 25-1443041	Contract Administrator	$12,016
UNITED OF OMAHA6+ years Service code 15 · EIN 47-0322111	Recordkeeping	$1,825
UNITED OF OMAHA6+ years Filed as: MUTUAL OF OMAHA Service code 49 · EIN 47-0246511	Other Services	$0

Plan features & details

Pension benefit codes2A2E3D2G2J2K2F2T

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.

Expense breakdown

Schedule H Part II

Admin total

$77K

$176 / participant

Investment mgmt$63K81.4%
Contract admin$2K2.4%
Other / not subdivided$13K16.2%

% of EOY assets

0.426%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: TJS DEEMER DANA LLP
Auditor EIN: 582663273
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$54,763

$84,948-35.5%

$70,449-22.3%

$73,409-25.4%

Participation rate

56.0%

79.9%-23.9pp

75.1%-19.0pp

72.2%-16.1pp

Annual return

14.25%

13.39%+0.9pp

109.03%-94.8pp

59.29%-45.0pp

Employer contribution / active EE

$3,131

$2,834+10.5%

$2,737+14.4%

$2,234+40.2%

Participant deferral / active EE

$4,008

$3,387+18.3%

$3,709+8.1%

$3,805+5.3%

Admin fee / account holder

$233

$98+137.7%

$3,845-93.9%

$158+47.7%

Provider

Service type

Compensation

STADION MONEY MANAGEMENT6+ years

Service code 26 · EIN 45-1564286

Advisory (Participants)

$50,861

TJS DEEMER DANA LLP5 years

Service code 10

118 PARK OF COMMERCE DR · SAVANNAH, GA 31405

Accounting

$12,500

MID ATLANTIC CAPITAL CORPORATION5 years

Filed as: MID ATLANTIC FINANCIAL MANAGEMENT

Service code 13 · EIN 25-1443041

Contract Administrator

$12,016

UNITED OF OMAHA6+ years

Service code 15 · EIN 47-0322111

Recordkeeping

$1,825

UNITED OF OMAHA6+ years

Filed as: MUTUAL OF OMAHA

Service code 49 · EIN 47-0246511

Other Services

ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROCKY VISTA UNIVERSITY, LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion