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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $17,028 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $8,828 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,904 | $52,961-60.5% | $172,752-87.9% | $65,185-67.9% |
| Participation rate | 97.5% | 66.2%+31.3pp | 82.6%+14.8pp | 70.2%+27.3pp |
| Annual return | 38.91% | 30.12%+8.8pp | 802.97%-764.1pp | 29.38%+9.5pp |
| Employer contribution / active EE | $1,623 | $2,190-25.9% | $5,144-68.4% | $2,177-25.4% |
| Participant deferral / active EE | $5,123 | $2,471+107.3% | $5,198-1.4% | $3,514+45.8% |
| Admin fee / account holder | $129 | $472-72.7% | $13,955-99.1% | $847-84.8% |