Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP7 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $44,589 |
PRINCIPAL FINANCIAL GROUP7 years Filed as: PRINCIPAL SECURITIES INC Service code 27 · EIN 42-0941553 | Advisory (Plan) | $19,887 |
7 funds of $250K or more; 16 lines in all, holding $9.1M of the plan's $9.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 91% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 11 vintagesRecordkeeper's own fund | $8.3M | 91.3% |
| Large Cap Growth Separate Account Manager not matched · Separate account | $166K | 1.8% |
| Large-cap S&P 500 Index Account Manager not matched · Separate account Index | $117K | 1.3% |
| Small Cap Growth Manager not matched · Separate account | $94K | 1.0% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $73K | 0.8% |
| Principal Capital Appreciation Separate Account Principal · Separate account Recordkeeper's own fund | $65K | 0.7% |
| Mid Cap S&P 400 Index Separate Account Manager not matched · Separate account Index | $62K | 0.7% |
| Equity Income Separate Account Manager not matched · Separate account | $54K | 0.6% |
| Small-Cap S&P 600 Index Manager not matched · Separate account Index | $44K | 0.5% |
| Mid Cap Fund Manager not matched · Separate account | $31K | 0.3% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedCommon/Collective Trust Principal G | $1.0M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line, 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.