Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $16,250 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $14,899 |
Service code 15 · EIN 16-1316349 | Recordkeeping | $750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,142 | $58,888+27.6% | $178,499-57.9% | $73,493+2.2% |
| Participation rate | 65.4% | 66.2%-0.9pp | 81.9%-16.6pp | 70.7%-5.3pp |
| Annual return | 17.08% | 24.86%-7.8pp | 151.10%-134.0pp | 28.51%-11.4pp |
| Employer contribution / active EE | $2,674 | $2,236+19.6% | $5,011-46.6% | $2,270+17.8% |
| Participant deferral / active EE | $5,346 | $2,568+108.2% | $5,202+2.8% | $3,740+42.9% |
| Admin fee / account holder | $316 | $400-21.0% | $13,986-97.7% | $513-38.3% |