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| Provider | Service type | Compensation |
|---|---|---|
KJWM LLC3+ years Service code 26 · EIN 27-0811624 | Advisory (Participants) | $17,981 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $1,509 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $169,530 | $46,173+267.2% | $170,442-0.5% | $69,631+143.5% |
| Participation rate | 98.1% | 63.9%+34.2pp | 83.6%+14.5pp | 70.7%+27.4pp |
| Annual return | 17.52% | 21.62%-4.1pp | 205.93%-188.4pp | 27571.02%-27553.5pp |
| Employer contribution / active EE | $10,234 | $1,610+535.8% | $5,433+88.4% | $2,032+403.6% |
| Participant deferral / active EE | $6,905 | $2,080+232.0% | $4,939+39.8% | $3,224+114.2% |
| Admin fee / account holder | $51 | $116-55.7% | $13,880-99.6% | $110-53.5% |