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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC2 years Filed as: MMC SECURITIES LLC Service code 55 · EIN 06-1685865 | Other Commissions | $57,260 |
Service code 37 · EIN 04-2647786 | Loan Processing | $48,826 |
COHNREZNICK LLP1 year Service code 10 · EIN 22-1478099 | Accounting | $15,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,773 | $75,388-60.5% | $123,553-75.9% | $55,725-46.6% |
| Participation rate | 82.9% | 75.7%+7.2pp | 82.3%+0.6pp | 70.9%+12.0pp |
| Annual return | -2.90% | 4.48%-7.4pp | 119.21%-122.1pp | 244.93%-247.8pp |
| Employer contribution / active EE | $3,937 | $3,063+28.5% | $4,628-14.9% | $2,078+89.4% |
| Participant deferral / active EE | $8,124 | $5,651+43.8% | $6,426+26.4% | $3,356+142.1% |
| Admin fee / account holder | $73 | $120-39.4% | $9,284-99.2% | $115-37.0% |