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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SHEPHERD FINANCIAL INVESTMENT Service code 27 · EIN 82-0759826 | Advisory (Plan) | $36,637 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $27,882 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,792 | $42,810-9.4% | $169,452-77.1% | $55,725-30.4% |
| Participation rate | 45.0% | 64.7%-19.7pp | 77.8%-32.8pp | 70.9%-25.9pp |
| Annual return | -6.10% | -3.61%-2.5pp | 1.83%-7.9pp | 244.93%-251.0pp |
| Employer contribution / active EE | $999 | $1,402-28.7% | $4,157-76.0% | $2,078-51.9% |
| Participant deferral / active EE | $2,158 | $3,141-31.3% | $5,277-59.1% | $3,356-35.7% |
| Admin fee / account holder | $244 | $106+129.5% | $9,110-97.3% | $115+112.2% |