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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES Service code 26 · EIN 59-2937883 | Advisory (Participants) | $10,363 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $6,645 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,149 | $70,879-70.2% | $189,575-88.8% | $79,391-73.4% |
| Participation rate | 39.7% | 68.0%-28.3pp | 78.4%-38.8pp | 70.7%-31.0pp |
| Annual return | 50.27% | 20.70%+29.6pp | 64.19%-13.9pp | 116.88%-66.6pp |
| Employer contribution / active EE | $955 | $1,806-47.2% | $4,412-78.4% | $2,428-60.7% |
| Participant deferral / active EE | $1,692 | $4,081-58.5% | $6,174-72.6% | $4,046-58.2% |
| Admin fee / account holder | $157 | $647-75.7% | $9,806-98.4% | $627-74.9% |