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| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES4 years Filed as: EDWARD D. JONES & CO., L.P. Service code 26 · EIN 43-0345811 | Advisory (Participants) | $15,620 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,888 | $99,957-60.1% | $149,745-73.4% | $73,497-45.7% |
| Participation rate | 39.8% | 75.7%-35.9pp | 82.5%-42.7pp | 70.7%-30.9pp |
| Annual return | 13.73% | 53.87%-40.1pp | 276.72%-263.0pp | 28.51%-14.8pp |
| Employer contribution / active EE | $1,127 | $3,191-64.7% | $4,646-75.7% | $2,270-50.4% |
| Participant deferral / active EE | $2,341 | $6,073-61.4% | $6,843-65.8% | $3,740-37.4% |
| Admin fee / account holder | $25 | $551-95.4% | $9,312-99.7% | $513-95.1% |