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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 20 GLOVER AVE · NORWALK, CT 06850 | Advisory (Plan) | $35,620 |
Filed as: JP MORGAN CHASE Service code 27 270 PARK AVE · NEW YORK, NY 10017 | Advisory (Plan) | $15,103 |
T ROWE PRICE RPS INC10+ years Service code 15 1307 POINT STREET · BALTIMORE, MD 21231 | Recordkeeping | $8,616 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,952 | $89,435+45.3% | $164,975-21.2% | $77,714+67.2% |
| Participation rate | 79.7% | 78.6%+1.1pp | 78.6%+1.1pp | 70.6%+9.1pp |
| Annual return | 10.77% | 28.82%-18.1pp | 70.12%-59.4pp | 31.26%-20.5pp |
| Employer contribution / active EE | $2,900 | $2,563+13.1% | $4,343-33.2% | $2,727+6.3% |
| Participant deferral / active EE | $3,032 | $4,901-38.1% | $6,033-49.7% | $4,649-34.8% |
| Admin fee / account holder | $182 | $340-46.3% | $12,688-98.6% | $433-57.9% |