Retirement plan

JOHNSON CONTROLS FEDERAL SYSTEMS, INC. RETIREMENT SAVINGS PLAN

Name: JOHNSON CONTROLS FEDERAL SYSTEMS, INC - JOHNSON CONTROLS FEDERAL SYSTEMS, INC. RETIREMENT SAVINGS PLAN (2018) Form 5500
Creator: JOHNSON CONTROLS FEDERAL SYSTEMS, INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, JOHNSON CONTROLS FEDERAL SYSTEMS, INC. RETIREMENT SAVINGS PLAN, JOHNSON CONTROLS FEDERAL SYSTEMS, INC

JOHNSON CONTROLS FEDERAL SYSTEMS, INCEIN 20-1279541Plan #001PY 2018

5757 N GREEN BAY AVENUE - MILWAUKEE, WI 532094408414-524-1200

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$94.7M

-5.5% from 2017

Total participants

907

+5.0% from 2017

Average account balance

$127,276

-12.1% from 2017

Annual return

-6.07%

-39.83 pp from 2017

Benchmarks

See 2,409 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants250-999

Cohort2,409 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$152.30M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$145K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,051

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

85.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$12.99M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.79%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$130

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL4+ years Filed as: FIDELITY INVEST. INST. OPR. CO. Service code 37 · EIN 04-2647786	Loan Processing	$47,264
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524	Advisory (Plan)	$12,008
HEWITT ASSOCIATES LLC1 year Filed as: AONHEWITT ASSOCIATES LLC Service code 16 · EIN 36-2235791	Consulting	$5,924
HEWITT ASSOCIATES LLC1 year Filed as: HEWITT ASSOCIATES Service code 16 · EIN 36-2235791	Consulting	$4,660

Plan features & details

Pension benefit codes2E2F2G2J2K3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$71K

$94 / participant

Contract admin$71K100.0%

% of EOY assets

0.075%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: WIPFLI LLP
Auditor EIN: 390758449
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$127,276

$65,118+95.5%

$76,767+65.8%

$55,725+128.4%

Participation rate

78.4%

79.6%-1.2pp

77.0%+1.4pp

70.9%+7.6pp

Annual return

-6.07%

-1.27%-4.8pp

2.43%-8.5pp

244.93%-251.0pp

Employer contribution / active EE

$5,478

$1,941+182.2%

$2,485+120.4%

$2,078+163.6%

Participant deferral / active EE

$5,967

$3,688+61.8%

$3,852+54.9%

$3,356+77.8%

Admin fee / account holder

$95

$116-18.1%

$6,675-98.6%

$115-17.6%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL4+ years

Filed as: FIDELITY INVEST. INST. OPR. CO.

Service code 37 · EIN 04-2647786

Loan Processing

$47,264

STRATEGIC ADVISORS, INC.1 year

Service code 27 · EIN 04-2654524

Advisory (Plan)

$12,008

HEWITT ASSOCIATES LLC1 year

Filed as: AONHEWITT ASSOCIATES LLC

Service code 16 · EIN 36-2235791

Consulting

$5,924

HEWITT ASSOCIATES LLC1 year

Filed as: HEWITT ASSOCIATES

Service code 16 · EIN 36-2235791

Consulting

$4,660

JOHNSON CONTROLS FEDERAL SYSTEMS, INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

JOHNSON CONTROLS FEDERAL SYSTEMS, INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion