Retirement plan

CHATTERTON & ASSOCIATES 401(K) PLAN

Name: CHATTERTON & ASSOCIATES THE WEALTH MANAGEMENT TEAM, INC. - CHATTERTON & ASSOCIATES 401(K) PLAN (2019) Form 5500
Creator: CHATTERTON & ASSOCIATES THE WEALTH MANAGEMENT TEAM, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CHATTERTON & ASSOCIATES 401(K) PLAN, CHATTERTON & ASSOCIATES THE WEALTH MANAGEMENT TEAM, INC.

CHATTERTON & ASSOCIATES THE WEALTH MANAGEMENT TEAM, INC.EIN 20-0999213Plan #001PY 2019

3061 E LA PALMA AVE - ANAHEIM, CA 928062625714-572-2050

Prospect flagsLow employer contribution

How to read this page

Total assets (EOY)

$2.5M

+33.0% from 2018

Total participants

0.0% from 2018

Average account balance

$165,290

+33.0% from 2018

Annual return

22.94%

+27.31 pp from 2018

Benchmarks

See 31,991 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants<25

Cohort31,991 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.77M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$154K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

93.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$221K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.29%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$5137

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2F2G2J2T3D3H

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$875

$55 / participant

Other / not subdivided$875100.0%

% of EOY assets

0.035%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$165,290

$183,988-10.2%

$162,177+1.9%

$152,897+8.1%

Participation rate

93.8%

88.5%+5.2pp

87.6%+6.2pp

82.5%+11.3pp

Annual return

22.94%

150.79%-127.8pp

115.60%-92.7pp

345.43%-322.5pp

Employer contribution / active EE

$978

$6,370-84.6%

$5,613-82.6%

$4,764-79.5%

Participant deferral / active EE

$10,701

$8,032+33.2%

$7,297+46.7%

$5,851+82.9%

Admin fee / account holder

$58

$13,123-99.6%

$10,843-99.5%

$11,599-99.5%

CHATTERTON & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CHATTERTON & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion