Retirement plan

DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC 401(K) PLAN

Name: DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC - DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC 401(K) PLAN (2017) Form 5500
Creator: DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC 401(K) PLAN, DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC

DELAWARE RESOURCE GROUP OF OKLAHOMA, LLCEIN 20-0458298Plan #001PY 2017

3220 QUAIL SPRINGS PARKWAY - OKLAHOMA CITY, OK 73134405-721-7776LinkedIn501-1000 employeesmanagement consulting

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$41.1M

+12.3% from 2016

Total participants

688

-14.3% from 2016

Average account balance

$70,558

+16.2% from 2016

Annual return

18.30%

+8.54 pp from 2016

Benchmarks

See 2,615 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,615 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$82.36M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$70K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,184

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

60.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.46M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.21%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$180

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
HILLTOP SECURITIES INC.3+ years Filed as: HILLTOP HOLDINGS INC Service code 55 1201 ELM ST STE 3500 · DALLAS, TX 75270	Other Commissions	$80,402
HOGAN & HARTSON1 year Filed as: HOGAN TAYLOR CPA AND ADVISORS Service code 10 · EIN 73-1413977	Accounting	$12,000
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Service code 37 · EIN 04-2647786	Loan Processing	-$35,601

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Plan-level admin expenses are zero - fees are likely paid at the master-trust level rather than the individual plan.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HOGAN TAYLOR, LLP
Auditor EIN: 731413977
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$70,558

$155,795-54.7%

$136,298-48.2%

$69,631+1.3%

Participation rate

74.8%

75.2%-0.4pp

81.9%-7.1pp

70.7%+4.1pp

Annual return

18.30%

232464.33%-232446.0pp

5156.27%-5138.0pp

27571.02%-27552.7pp

Employer contribution / active EE

$1,917

$2,991-35.9%

$4,696-59.2%

$2,032-5.7%

Participant deferral / active EE

$7,138

$5,394+32.3%

$6,247+14.3%

$3,224+121.4%

Admin fee / account holder

-$41

$128-131.6%

$9,244-100.4%

$110-136.7%

Provider

Service type

Compensation

HILLTOP SECURITIES INC.3+ years

Filed as: HILLTOP HOLDINGS INC

Service code 55

1201 ELM ST STE 3500 · DALLAS, TX 75270

Other Commissions

$80,402

HOGAN & HARTSON1 year

Filed as: HOGAN TAYLOR CPA AND ADVISORS

Service code 10 · EIN 73-1413977

Accounting

$12,000

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Service code 37 · EIN 04-2647786

Loan Processing

-$35,601

DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DELAWARE RESOURCE GROUP OF OKLAHOMA, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion