Retirement plan

S. WARREN PHILLIPS, JR., DDS, MS, PA 401(K) PLAN

Name: S. WARREN PHILLIPS, JR. DDS, MS - S. WARREN PHILLIPS, JR., DDS, MS, PA 401(K) PLAN (2018) Form 5500
Creator: S. WARREN PHILLIPS, JR. DDS, MS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, S. WARREN PHILLIPS, JR., DDS, MS, PA 401(K) PLAN, S. WARREN PHILLIPS, JR. DDS, MS

S. WARREN PHILLIPS, JR. DDS, MSEIN 20-0457311Plan #001PY 2018

2606 NEW VILLAGE WAY - WILMINGTON, NC 28405910-392-5773

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$1.2M

+3.2% from 2017

Total participants

+12.5% from 2017

Average account balance

$127,899

+3.2% from 2017

Annual return

-0.81%

-13.28 pp from 2017

Benchmarks

See 105,557 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort105,557 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.60M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$217K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

200.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$47K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.03%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1922

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$5K

$564 / participant

Other / not subdivided$5K100.0%

% of EOY assets

0.441%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$127,899

$180,459-29.1%

$154,108-17.0%

$135,380-5.5%

Participation rate

100.0%

87.4%+12.6pp

83.0%+17.0pp

82.6%+17.4pp

Annual return

-0.81%

888.21%-889.0pp

735.21%-736.0pp

519.81%-520.6pp

Employer contribution / active EE

$2,955

$6,035-51.0%

$5,298-44.2%

$4,779-38.2%

Participant deferral / active EE

$2,513

$5,806-56.7%

$5,081-50.5%

$5,609-55.2%

Admin fee / account holder

$564

$16,145-96.5%

$13,411-95.8%

$10,828-94.8%

S. WARREN PHILLIPS, JR., DDS, MS, PA 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

S. WARREN PHILLIPS, JR., DDS, MS, PA 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion