Retirement plan

LDF 401K PLAN

Name: LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENT - LDF 401K PLAN (2016) Form 5500
Creator: LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENT
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, LDF 401K PLAN, LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENT

LEE, DOUGHERTY, & FERRARA INVESTMENT MANAGEMENTEIN 20-0223516Plan #001PY 2016

4611 BLUEBONNET BLVD, SUITE A - BATON ROUGE, LA 70809225-926-8299LinkedIn1-10 employeesinvestment banking

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$431K

+8.4% from 2015

Total participants

+16.7% from 2015

Average account balance

$71,909

No prior year

Annual return

3.86%

+8.06 pp from 2015

Benchmarks

See 30,342 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants<25

Cohort30,342 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.12M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$140K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$72K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+9.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$275

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2J2R2Q

Plan features

2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$21K

$3417 / participant

Other / not subdivided$21K100.0%

% of EOY assets

4.751%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$71,909

$153,769-53.2%

$133,975-46.3%

$273,972-73.8%

Participation rate

83.3%

88.4%-5.0pp

87.1%-3.7pp

83.0%+0.3pp

Annual return

3.86%

36.51%-32.7pp

29.29%-25.4pp

41.46%-37.6pp

Employer contribution / active EE

$1,549

$6,029-74.3%

$5,211-70.3%

$4,869-68.2%

Participant deferral / active EE

$4,700

$6,958-32.5%

$6,282-25.2%

$5,287-11.1%

Admin fee / account holder

$3,417

$11,765-71.0%

$9,324-63.4%

$10,133-66.3%

LDF 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

LDF 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion