Filed October 27, 2007 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL Service code 14 · EIN 42-0127290 | Plan Administrator | $71,324 |
COMSTOCK ADVISORS7 years Filed as: COMSTOCK Service code 34 · EIN 34-1823071 | Direct payment from the plan; Valuati... | $28,970 |
CLIFTONLARSONALLEN LLP3 years Filed as: CLIFTONLARSONALLEN Service code 10 · EIN 41-0746749 | Accounting | $21,300 |
Filed as: MERRILL LYNCH Service code 28 · EIN 13-3180817 | Investment Management | $6,911 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $932,585 | $112,686+727.6% | $169,993+448.6% | $80,160+1063.4% |
| Participation rate | 0.0% | 87.4%-87.4pp | 87.0%-87.0pp | 72.9%-72.9pp |
| Annual return | 11.49% | 67.04%-55.6pp | 53.37%-41.9pp | 40.38%-28.9pp |
| Employer contribution / active EE | $3,915 | $4,481-12.6% | $6,785-42.3% | $2,978+31.5% |
| Participant deferral / active EE | $0 | $7,876-100.0% | $10,408-100.0% | $5,017-100.0% |
| Admin fee / account holder | $1,286 | $99+1197.6% | $12,815-90.0% | $145+787.2% |