Filed October 23, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $178,329 |
KAUFMAN ROSSIN & CO2 years Service code 10 · EIN 04-3499945 | Accounting | $120,537 |
MERCER3 years Filed as: MERCER INVESTMENT MANAGEMENT Service code 27 · EIN 30-0282430 | Advisory (Plan) | $95,000 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,779 | $106,273-63.5% | $185,876-79.1% | $106,273-63.5% |
| Participation rate | 24.3% | 70.8%-46.5pp | 78.0%-53.7pp | 70.8%-46.5pp |
| Annual return | 19.22% | 21.70%-2.5pp | 35.96%-16.7pp | 21.70%-2.5pp |
| Employer contribution / active EE | $281 | $2,722-89.7% | $4,088-93.1% | $2,722-89.7% |
| Participant deferral / active EE | $1,100 | $4,601-76.1% | $5,634-80.5% | $4,601-76.1% |
| Admin fee / account holder | $70 | $78-10.6% | $9,504-99.3% | $78-10.6% |