Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
WESTERN WEALTH MANAGEMENT8 years Service code 26 23171 W ANELOPE TRAIL · BUCKEYE, AZ 85326 | Advisory (Participants) | $43,652 |
THE VANGUARD GROUP, INC.8 years Service code 15 · EIN 23-1945930 277 E. THIRD AVENUE · DURANGO, CO 81301 | Recordkeeping | $11,819 |
11 funds of $250K or more; 25 lines in all, holding $9.1M of the plan's $9.3M. From the 2024 filing. Recordkeeper: Vanguard.
Target-date series: Vanguard Target Retirement, mutual fund, 65% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintagesRecordkeeper's own fund | $5.9M | 65.2% |
| Vangaurd Target Retirement Income Inv Mutual Fund Manager not matched · Mutual fund Possible retail class A | $1.3M | 13.9% |
| Vanguard Large-Cap Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class ARecordkeeper's own fund | $535K | 5.9% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class ARecordkeeper's own fund | $267K | 2.9% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class ARecordkeeper's own fund | $196K | 2.2% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class ARecordkeeper's own fund | $179K | 2.0% |
| DFA Emerging Mkts Small Cap Port I Mutual Fund Dimensional · Mutual fund Possible retail class A | $129K | 1.4% |
| Vanguard Information Tech. Ind Adm Fund Mutual Fund Vanguard · Mutual fund IndexPossible retail class ARecordkeeper's own fund | $124K | 1.4% |
| Invesco International Small-Mid Company Fund Class R6 Invesco · Mutual fund Possible retail class A | $61K | 0.7% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund Possible retail class ARecordkeeper's own fund | $52K | 0.6% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.