Filed October 26, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS CO Service code 15 · EIN 36-6071399 | Recordkeeping | $7,775 |
Service code 15 · EIN 16-1316349 | Recordkeeping | $650 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $519 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,244 | $50,666+44.6% | $76,817-4.7% | $65,185+12.4% |
| Participation rate | 29.4% | 68.8%-39.4pp | 72.1%-42.7pp | 70.2%-40.8pp |
| Annual return | 19.76% | 28.51%-8.8pp | 1166.11%-1146.4pp | 29.38%-9.6pp |
| Employer contribution / active EE | $637 | $1,575-59.6% | $2,302-72.3% | $2,177-70.8% |
| Participant deferral / active EE | $855 | $2,647-67.7% | $3,336-74.4% | $3,514-75.7% |
| Admin fee / account holder | $235 | $463-49.2% | $6,420-96.3% | $847-72.2% |