Retirement plan

FALL CREEK FAMILY DENTISTRY EMPLOYEE SAVINGS RETIREMENT PLAN

Name: KRISTNA KAPUR, DDS & LUIS T. MAULEON, JR., DDS, PC - FALL CREEK FAMILY DENTISTRY EMPLOYEE SAVINGS RETIREMENT PLAN (2017) Form 5500
Creator: KRISTNA KAPUR, DDS & LUIS T. MAULEON, JR., DDS, PC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, FALL CREEK FAMILY DENTISTRY EMPLOYEE SAVINGS RETIREMENT PLAN, KRISTNA KAPUR, DDS & LUIS T. MAULEON, JR., DDS, PC

KRISTNA KAPUR, DDS & LUIS T. MAULEON, JR., DDS, PCEIN 16-1444165Plan #001PY 2017

501 NORTH CAYUGA STREET - ITHACA, NY 14850607-272-8118

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$3.5M

+26.0% from 2016

Total participants

+6.3% from 2016

Average account balance

$234,438

+17.6% from 2016

Annual return

14.34%

+7.99 pp from 2016

Benchmarks

See 106,906 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort106,906 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6.83M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$488K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

127.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$84K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$12

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$21K

$1617 / participant

Other / not subdivided$21K100.0%

% of EOY assets

0.598%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$234,438

$198,461+18.1%

$170,436+37.6%

$147,585+58.8%

Participation rate

84.6%

88.0%-3.4pp

83.6%+1.0pp

82.8%+1.8pp

Annual return

14.34%

257.30%-243.0pp

205.94%-191.6pp

578.57%-564.2pp

Employer contribution / active EE

$10,808

$6,184+74.8%

$5,433+98.9%

$4,876+121.6%

Participant deferral / active EE

$4,186

$5,629-25.6%

$4,939-15.3%

$5,439-23.0%

Admin fee / account holder

$1,401

$16,852-91.7%

$13,880-89.9%

$10,885-87.1%

FALL CREEK FAMILY DENTISTRY EMPLOYEE SAVINGS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

FALL CREEK FAMILY DENTISTRY EMPLOYEE SAVINGS RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion