Filings through .
Filed July 11, 2023
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 20-0532180 | Advisory (Plan) | $27,866 |
AMERICAN FUNDS1+ years Filed as: CAPITAL GROUP RETIREMENT PLAN SERVI Service code 15 | Recordkeeping | $12,894 |
ACTUARIAL BENEFITS CORP1+ years Filed as: ACTUARIAL CONSULTING SERVICES Service code 17 30 BRYANT WOODS N · AMHERST, NY 14228 | Pension Consulting | $8,683 |
AMERICAN FUNDS1+ years Filed as: CAPITAL GROUP RETIREMENT PLAN Service code 15 · EIN 95-1411037 SERVICES · IRVINE, CA 92618 | Recordkeeping | $1,705 |
12 funds of $250K or more; 13 lines in all, holding $9.8M of the plan's $9.9M. From the 2025 filing. Recordkeeper: Capital Group.
Target-date series: American Funds Target Date, mutual fund, 83% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintagesRecordkeeper's own fund | $8.1M | 82.9% |
| Growth Fund OF America Capital Group · Mutual fund Recordkeeper's own fund | $597K | 6.1% |
| Investments IN Registered Investment Companies American Funds Capital Group · Mutual fund Recordkeeper's own fund | $356K | 3.6% |
| American Balanced Fund Capital Group · Mutual fund Recordkeeper's own fund | $326K | 3.3% |
| New World Fund Inc Capital Group · Mutual fund Recordkeeper's own fund | $67K | 0.7% |
| Bond Fund OF America Capital Group · Mutual fund Recordkeeper's own fund | $67K | 0.7% |
| Mutual Funds and Money Market Mutual Fund American Funds Capital Group · Money market Recordkeeper's own fund | $58K | 0.6% |
| Capital World Growth & Income Fund Capital Group · Mutual fund Recordkeeper's own fund | $48K | 0.5% |
| Capital Income Builder Capital Group · Mutual fund Recordkeeper's own fund | $44K | 0.5% |
| Smallcap World Fund Inc Capital Group · Mutual fund Recordkeeper's own fund | $37K | 0.4% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.