Filed September 28, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ROYAL ALLIANCE ASSOCIATES INC1+ years Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 27 · EIN 93-0987232 | Advisory (Plan) | $19,998 |
D'ARCANGELO & CO., LLP1+ years Filed as: DARCANGELO & CO LLP Service code 10 · EIN 13-2550103 | Accounting | $6,900 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $4,041 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,651 | $50,464+55.9% | $75,781+3.8% | $52,331+50.3% |
| Participation rate | 98.0% | 66.8%+31.3pp | 75.8%+22.2pp | 68.1%+29.9pp |
| Annual return | 0.11% | 1.03%-0.9pp | 9.68%-9.6pp | 4.54%-4.4pp |
| Employer contribution / active EE | $7 | $1,988-99.7% | $3,323-99.8% | $1,882-99.6% |
| Participant deferral / active EE | $4,917 | $2,570+91.3% | $3,651+34.7% | $3,022+62.7% |
| Admin fee / account holder | $101 | $1,103-90.8% | $5,299-98.1% | $592-82.9% |