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| Provider | Service type | Compensation |
|---|---|---|
NATIONAL FINANCIAL SERVICES3+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 33 · EIN 04-3523567 200 LIBERTY STREET · NEW YORK, NY 102810003 | Securities brokerage | $35,572 |
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,185 | $55,453-52.8% | $170,442-84.6% | $62,292-58.0% |
| Participation rate | 75.7% | 66.4%+9.3pp | 83.6%-7.9pp | 69.5%+6.2pp |
| Annual return | 9.25% | 21.38%-12.1pp | 205.93%-196.7pp | 28.90%-19.6pp |
| Employer contribution / active EE | $1,647 | $2,164-23.9% | $5,433-69.7% | $2,042-19.4% |
| Participant deferral / active EE | $1,709 | $2,303-25.8% | $4,939-65.4% | $3,169-46.1% |
| Admin fee / account holder | $287 | $455-37.0% | $13,880-97.9% | $479-40.2% |