Filed December 5, 2022
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC6+ years Filed as: M&T SECURITIES Service code 27 · EIN 16-1263079 | Advisory (Plan) | $16,946 |
Service code 37 · EIN 04-2647786 | Loan Processing | $9,213 |
WILMINGTON TRUST1 year Filed as: WILMINGTON TRUST NATIONAL ASSOC Service code 27 · EIN 16-1486454 | Advisory (Plan) | $6,158 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,561 | $99,957-28.4% | $149,696-52.2% | $73,488-2.6% |
| Participation rate | 86.2% | 75.7%+10.5pp | 82.5%+3.7pp | 70.7%+15.5pp |
| Annual return | 16.08% | 53.87%-37.8pp | 276.60%-260.5pp | 28.51%-12.4pp |
| Employer contribution / active EE | $0 | $3,191-100.0% | $4,644-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $5,679 | $6,073-6.5% | $6,842-17.0% | $3,740+51.9% |
| Admin fee / account holder | $214 | $551-61.1% | $9,309-97.7% | $513-58.3% |