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| Provider | Service type | Compensation |
|---|---|---|
UNIFIED TRUST COMPANY, N.A.4+ years Service code 21 · EIN 61-1256314 2353 ALEXANDRIA DRIVE · LEXINGTON, KY 40504 | Bank Trustee | $10,761 |
SWAN & SONS-MORSS CO., INC.3 years Service code 28 · EIN 16-0656100 309 EAST WATER STREET · ELMIRA, NY 14902 | Investment Management | $4,948 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,886 | $52,967-71.9% | $172,753-91.4% | $65,186-77.2% |
| Participation rate | 69.9% | 66.2%+3.7pp | 82.6%-12.8pp | 70.2%-0.3pp |
| Annual return | 4.94% | 30.12%-25.2pp | 803.00%-798.1pp | 29.39%-24.4pp |
| Employer contribution / active EE | $0 | $2,190-100.0% | $5,144-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $1,383 | $2,471-44.0% | $5,198-73.4% | $3,514-60.7% |
| Admin fee / account holder | $137 | $472-71.0% | $13,956-99.0% | $847-83.8% |