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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LAWLEY COURIER ADVISORS, LLC Service code 15 · EIN 27-4034238 | Recordkeeping | $20,000 |
ADP BROKER-DEALER2 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,033 |
TD AMERITRADE, INC.2 years Service code 33 · EIN 82-0543156 | Securities brokerage; Distribution (1... | $7 |
ADP BROKER-DEALER2 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,091 | $83,090+21.7% | $130,062-22.3% | $71,529+41.3% |
| Participation rate | 76.8% | 74.1%+2.7pp | 78.5%-1.7pp | 67.9%+8.9pp |
| Annual return | 13.86% | 20.61%-6.7pp | -137.37%+151.2pp | 28.97%-15.1pp |
| Employer contribution / active EE | $586 | $2,624-77.7% | $4,322-86.4% | $2,590-77.4% |
| Participant deferral / active EE | $3,861 | $4,436-13.0% | $5,821-33.7% | $4,291-10.0% |
| Admin fee / account holder | $148 | $1,727-91.4% | $10,601-98.6% | $1,588-90.7% |