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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.3+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $29,094 |
Service code 16 · EIN 16-1543732 | Consulting | $24,858 |
FEDERATED1 year Filed as: FEDERATED CLOVER INVESTMENT Service code 16 · EIN 16-1263400 | Consulting | $20,121 |
SENECA1 year Filed as: SENECA FINANCIAL ADVISORS Service code 26 · EIN 26-2410135 | Advisory (Participants) | $11,000 |
CICCARELLI ADVISORY3+ years Service code 16 · EIN 59-2596081 | Consulting | $7,335 |
CLS INVESTMENTS3+ years Service code 16 · EIN 32-0070947 | Consulting | $5,839 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$131,475 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $523,269 | $155,795+235.9% | $136,298+283.9% | $69,634+651.5% |
| Participation rate | 99.7% | 75.2%+24.4pp | 81.9%+17.8pp | 70.7%+29.0pp |
| Annual return | 16.92% | 232464.33%-232447.4pp | 5156.27%-5139.4pp | 27572.26%-27555.3pp |
| Employer contribution / active EE | $13,780 | $2,991+360.7% | $4,696+193.5% | $2,032+578.1% |
| Participant deferral / active EE | $11,552 | $5,394+114.2% | $6,247+84.9% | $3,224+258.3% |
| Admin fee / account holder | -$43 | $128-133.5% | $9,244-100.5% | $110-138.9% |