Filings through .
Filed February 1, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 16 ONE EMPIRE DRIVE · RENSSELAER, NY 12144 | Consulting | $78,246 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $77,476 |
NATIONAL FINANCIAL SERVICES5 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
23 funds of $250K or more; 15 lines in all, holding $35.0M of the plan's $36.3M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: T. Rowe Price Retirement, mutual fund, 51% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 13 vintages | $18.0M | 51.5% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $4.8M | 13.6% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $3.4M | 9.8% |
| MetLife Stable Value 403b Cl 0 MetLife · Insurance contract | $1.5M | 4.2% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.3M | 3.8% |
| Harbor International Core Retirement Harbor Capital · Other | $1.3M | 3.7% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $850K | 2.4% |
| Emerald Growth Institutional Manager not matched · Other | $846K | 2.4% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $803K | 2.3% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $592K | 1.7% |
Added 2 funds, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| AddedVanguard Growth Index Fund Admiral Shares | $1.3M |
| DroppedEupac Fund Class R-6 | $875K |
| AddedVanguard Mid-Cap Growth Index Fund Admiral Shares | $803K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.