Filed August 28, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CAP FINANCIAL PARTNERS, LLC10+ years Service code 28 · EIN 26-0058143 | Investment Management | $85,957 |
FREED MAXICK CPAS PC1 year Filed as: FREED MAXICK P.C. Service code 10 · EIN 45-4051133 | Accounting | $13,500 |
TIAA6 years Service code 15 · EIN 13-1624203 | Recordkeeping | $4,148 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,476 | $113,568+47.5% | $67,575+147.8% | $199,960-16.2% |
| Participation rate | 64.5% | 73.3%-8.8pp | 72.9%-8.4pp | 72.0%-7.5pp |
| Annual return | 11.71% | 15.88%-4.2pp | 3528.98%-3517.3pp | 34.28%-22.6pp |
| Employer contribution / active EE | $3,696 | $3,409+8.4% | $2,736+35.1% | $3,036+21.8% |
| Participant deferral / active EE | $3,211 | $4,163-22.9% | $4,003-19.8% | $5,087-36.9% |
| Admin fee / account holder | $78 | $102-23.9% | $3,993-98.0% | $269-71.1% |