Filed December 5, 2014 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $98,064 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION6+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,526 | $56,095+63.2% | $178,490-48.7% | $90,288+1.4% |
| Participation rate | 67.6% | 65.6%+2.0pp | 81.9%-14.4pp | 73.4%-5.8pp |
| Annual return | 15.21% | 28.81%-13.6pp | 151.07%-135.9pp | 53.97%-38.8pp |
| Employer contribution / active EE | $1,766 | $1,572+12.3% | $5,011-64.8% | $2,524-30.0% |
| Participant deferral / active EE | $2,583 | $2,669-3.2% | $5,202-50.4% | $4,232-39.0% |
| Admin fee / account holder | $44 | $101-56.7% | $13,984-99.7% | $114-61.8% |