Filed May 5, 2005 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Investment management;... | $76,057 |
MERRIL LYNCH4 years Service code 16 · EIN 13-5674085 | Consulting | $76,030 |
LINCOLN NATIONAL CORPORATION6+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $156 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Filed as: UNUM LIFE INS CO OF AMERICA Service code 15 · EIN 01-0278678 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,862 | $56,095+15.6% | $178,490-63.7% | $90,288-28.2% |
| Participation rate | 59.7% | 65.6%-5.9pp | 81.9%-22.2pp | 73.4%-13.7pp |
| Annual return | 13.95% | 28.81%-14.9pp | 151.07%-137.1pp | 53.97%-40.0pp |
| Employer contribution / active EE | $1,111 | $1,572-29.3% | $5,011-77.8% | $2,524-56.0% |
| Participant deferral / active EE | $2,655 | $2,669-0.5% | $5,202-49.0% | $4,232-37.3% |
| Admin fee / account holder | $212 | $101+110.4% | $13,984-98.5% | $114+85.7% |