Filed November 4, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $62,764 |
STRATEGIC PENSION SERVICES, LLC10+ years Service code 13 · EIN 14-1836262 | Contract Administrator | $30,774 |
J W COLE FINANCIAL INC1 year Filed as: J.W. COLE FINANCIAL, INC. Service code 49 · EIN 16-1632597 | Other Services | $22,336 |
OSAIC WEALTH INC3 years Filed as: OSAIC WEALTH, INC. Service code 49 · EIN 93-0987232 | Other Services | $7,199 |
Service code 27 · EIN 20-1409613 | Advisory (Plan) | $6,879 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,396 | $55,371+57.8% | $95,585-8.6% | $74,304+17.6% |
| Participation rate | 90.9% | 53.8%+37.1pp | 72.1%+18.8pp | 60.3%+30.6pp |
| Annual return | 15.13% | 24.26%-9.1pp | 38.56%-23.4pp | 29.43%-14.3pp |
| Employer contribution / active EE | $0 | $1,437-100.0% | $2,527-100.0% | $2,241-100.0% |
| Participant deferral / active EE | $3,285 | $2,955+11.2% | $4,023-18.3% | $3,767-12.8% |
| Admin fee / account holder | $403 | $2,620-84.6% | $6,127-93.4% | $2,969-86.4% |