Filed August 2, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 27 1920 MAIN STREET · IRVINE, CA 92614 | Advisory (Plan) | $841,550 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $472,679 |
BENNETT THRASHER LLP10+ years Service code 10 3300 RIVERWOOD PKWY STE 700 · ATLANTA, GA 30339 | Accounting | $28,350 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 72 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Other investment fees and expenses | $100 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $168,237 | $110,258+52.6% | $102,460+64.2% | $200,096-15.9% |
| Participation rate | 92.1% | 86.3%+5.8pp | 76.5%+15.6pp | 72.0%+20.1pp |
| Annual return | 12.63% | 35.78%-23.2pp | 29.47%-16.8pp | 34.26%-21.6pp |
| Employer contribution / active EE | $4,007 | $3,605+11.2% | $3,025+32.5% | $3,038+31.9% |
| Participant deferral / active EE | $7,615 | $6,377+19.4% | $5,056+50.6% | $5,090+49.6% |
| Admin fee / account holder | $473 | $122+286.5% | $9,460-95.0% | $269+75.5% |