| Provider | Service type | Compensation |
|---|---|---|
AMALGAMATED3+ years Filed as: ALICARE INC. Service code 13 · EIN 13-3432221 | Contract Administrator | $17,081,500 |
Filed as: JP MORGAN INVESTMENT MANAGEMENT, IN Service code 51 · EIN 13-3200244 | Investment Mgmt Fees | $3,847,687 |
SCHULTE ROTH & ZABEL LLP3+ years Service code 29 · EIN 13-2633996 | Legal | $3,006,514 |
AMALGAMATED BANK3+ years Service code 18 · EIN 13-4920330 | Custodial (securities); Investment ma... | $2,676,004 |
HORIZON ACTUARIAL SERVICES, LLC3+ years Service code 11 · EIN 26-1370698 | Actuarial | $1,088,485 |
AMALGAMATED3+ years Filed as: ALIGRAPHICS, A DIVISION OF ALICARE Service code 49 · EIN 13-3432221 | Other Services | $510,625 |
HIRTLE, CALLAGHAN & COMPANY3+ years Service code 51 · EIN 26-2821689 | Investment Mgmt Fees | $476,290 |
LANDMARK EQUITY ADVISORS LLC3+ years Filed as: LANDMARK EQUITY ADVISORS, LLC Service code 51 · EIN 06-1519082 | Investment Mgmt Fees | $457,029 |
Filed as: HARDMAN JOHNSTON INVESTMENT MANAGEM Service code 51 · EIN 13-3257590 | Investment Mgmt Fees | $448,076 |
SOVOS COMPLIANCE, LLC2 years Service code 49 · EIN 46-1379693 | Other Services | $432,599 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | J.P.MORGAN (PARTY-IN-INT) | INVESTMENT MANAGER INVESTMENT MANAGER FEES FOR 2014 TO 2017 ERRONEOUSLY CHARGED TO THE FUND, CORRECTED IN 2017 | — | — |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $411,917-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 16.2%-16.2pp | 5.3%-5.3pp |
| Annual return | 13.44% | 13.90%-0.5pp | 10.36%+3.1pp | 1057.21%-1043.8pp |
| Employer contribution / active EE | $3,250 | $9,853-67.0% | $37,738-91.4% | $14,374-77.4% |
| Participant deferral / active EE | $0 | $7-100.0% | $137-100.0% | $351-100.0% |
| Admin fee / account holder | $0 | $81,210-100.0% | $15,661-100.0% | $81,210-100.0% |