Filed October 24, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $80,622 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,126 | $56,503+231.2% | $70,092+167.0% | $64,808+188.7% |
| Participation rate | 75.5% | 70.5%+5.0pp | 70.5%+5.0pp | 71.5%+4.0pp |
| Annual return | -14.79% | -13.44%-1.4pp | 190.73%-205.5pp | 32.82%-47.6pp |
| Employer contribution / active EE | $4,152 | $2,046+102.9% | $2,559+62.3% | $2,506+65.7% |
| Participant deferral / active EE | $7,984 | $3,389+135.6% | $3,849+107.5% | $4,310+85.2% |
| Admin fee / account holder | $243 | $160+51.5% | $6,267-96.1% | $188+29.3% |