Filings through .
Filed March 15, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP8 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $67,053 |
CREATIVE PLANNING LLC3 years Filed as: CREATIVE PLANNING, INC. Service code 27 · EIN 43-1270780 | Advisory (Plan) | $23,139 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, LLC Service code 26 · EIN 84-4519624 | Advisory (Participants) | $0 |
11 funds of $250K or more; 31 lines in all, holding $10.5M of the plan's $10.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 21% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Schwab S&P 500 Index Fund Charles Schwab · Mutual fund Index | $3.1M | 29.1% |
| American Funds Target Date Capital Group · Mutual fund Target-date, 8 vintages | $2.3M | 21.4% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $1.0M | 9.6% |
| Retirement Fund Class R-6 Fidelity Investments Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $653K | 6.2% |
| Schwab U.S. Mid-Cap Index Fund Charles Schwab · Mutual fund Index | $589K | 5.6% |
| Fidelity Emerging Markets Index Fund Fidelity (FMR) · Mutual fund Index | $543K | 5.2% |
| Schwab Small-Cap Index Fund Charles Schwab · Mutual fund Index | $526K | 5.0% |
| State Street Global State Street Aggregate Bond Index Fund State Street (SSgA) · Mutual fund Index | $476K | 4.5% |
| Retirement Fund - R-6 Principal Funds Inc Principal Government Money Market Principal · Money market Recordkeeper's own fund | $325K | 3.1% |
| Retirement Fund - R-6 Alliance Bernstein AB Large Cap Growth Fund Class Z AllianceBernstein · Mutual fund | $155K | 1.5% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.