Filings through .
Filed January 2, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $71,124 |
UBS FINANCIAL SERVICES INC11+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $68,121 |
21 funds hold $29.0M of the plan's $29.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 37% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 11 vintagesRecordkeeper's own fund | $10.8M | 37.3% |
| LargeCap Growth I R6 Fund T. Rowe Price · Mutual fund | $5.3M | 18.4% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.0M | 10.3% |
| Putnam Stable Value Fund Franklin Templeton · Stable value Stable value | $2.0M | 6.7% |
| Janus Henderson Triton Fund Class N Janus Henderson · Mutual fund | $1.3M | 4.5% |
| JPMorgan Equity Income Fund Class R5 JPMorgan · Mutual fund | $1.2M | 4.0% |
| Columbia Mid Cap Index I Fund Ameriprise (Columbia Threadneedle) · Mutual fund Index | $1.0M | 3.5% |
| DFA Infl Protected Sec I Fund Dimensional · Mutual fund | $773K | 2.7% |
| American Am Funds Eupac R6 Fund Capital Group · Mutual fund | $577K | 2.0% |
| BlackRock High Yield Portfolio BlackRock · Mutual fund | $527K | 1.8% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.