Filed May 27, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $35,552 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 27 · EIN 43-1451524 | Advisory (Plan) | $14,430 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,713 | $136,307-26.8% | $177,840-43.9% | $73,493+35.7% |
| Participation rate | 50.0% | 86.1%-36.1pp | 87.7%-37.7pp | 70.7%-20.7pp |
| Annual return | 5.63% | 18.68%-13.0pp | 48.32%-42.7pp | 28.51%-22.9pp |
| Employer contribution / active EE | $0 | $3,712-100.0% | $5,919-100.0% | $2,270-100.0% |
| Participant deferral / active EE | $3,996 | $5,829-31.4% | $7,714-48.2% | $3,740+6.8% |
| Admin fee / account holder | $400 | $596-32.8% | $12,431-96.8% | $513-22.0% |