Filed November 16, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $1,506 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $2 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $159,190 | $30,979+413.9% | $67,711+135.1% | $59,188+169.0% |
| Participation rate | 5.8% | 40.5%-34.8pp | 67.5%-61.8pp | 69.4%-63.7pp |
| Annual return | 7.78% | -1.74%+9.5pp | 25.41%-17.6pp | 5.51%+2.3pp |
| Employer contribution / active EE | $103 | $807-87.3% | $2,559-96.0% | $2,098-95.1% |
| Participant deferral / active EE | $862 | $1,603-46.2% | $3,585-76.0% | $3,265-73.6% |
| Admin fee / account holder | $16 | $81-80.4% | $4,255-99.6% | $92-82.8% |