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| Provider | Service type | Compensation |
|---|---|---|
OSAIC WEALTH INC2 years Service code 55 10 EXCHANGE PLACE · JERSEY CITY, NJ 07302 | Other Commissions | $30,112 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER LIFE & ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $29,445 |
UNITED BENEFIT PENSIONS INC.7 years Filed as: UNITED BENEFIT PENSIONS INC Service code 13 175 BROADHOLLOW ROAD · MELVILLE, NY 11747 | Contract Administrator | $12,457 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $8,909 |
9 funds of $250K or more; 25 lines in all, holding $9.4M of the plan's $9.8M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 32% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 8 vintages | $3.0M | 31.7% |
| Putnam Dynamic Asset Allocation Balance A Franklin Templeton · Mutual fund | $2.7M | 28.8% |
| Putnam Dynamic Asset Allocation Growth Fund Class A Shares Franklin Templeton · Mutual fund | $980K | 10.5% |
| Fidelity U.S. Sustainability Index Fund Fidelity (FMR) · Mutual fund Index | $685K | 7.3% |
| Invesco Equally-Weighted S&P 500 Fund Class A Invesco · Mutual fund Index | $605K | 6.5% |
| Growth Fund OF America Class R-3 Capital Group · Mutual fund | $189K | 2.0% |
| American Funds Capital World G/I R3 Capital Group · Mutual fund | $184K | 2.0% |
| Avantis U.S. Small Cap Value Fund Institutional Class American Century · Mutual fund | $151K | 1.6% |
| Putnam Dynamic Asset Allocation Con A Franklin Templeton · Mutual fund | $138K | 1.5% |
| Nationwide International Index Fund Class A Nationwide · Mutual fund Index | $105K | 1.1% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.