Filed April 16, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $303,059 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Other inv... | $18,197 |
BDO USA, LLP3 years Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $14,000 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $53 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,378 | $82,546+11.9% | $140,016-34.0% | $75,289+22.7% |
| Participation rate | 74.2% | 88.4%-14.2pp | 87.5%-13.3pp | 72.4%+1.8pp |
| Annual return | -4.33% | -0.36%-4.0pp | 651.12%-655.4pp | -0.04%-4.3pp |
| Employer contribution / active EE | $2,173 | $3,856-43.6% | $5,606-61.2% | $2,405-9.6% |
| Participant deferral / active EE | $6,313 | $5,731+10.1% | $6,927-8.9% | $3,739+68.9% |
| Admin fee / account holder | $83 | $86-2.8% | $10,705-99.2% | $102-18.5% |