Retirement plan

PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION

Name: MOODYS CORPORATION - PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION (2015) Form 5500
Creator: MOODYS CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION, MOODYS CORPORATION

MOODYS CORPORATIONEIN 13-3998945Plan #002PY 2015

7 WTC AT 250 GREENWICH ST - NEW YORK, NY 10007212-553-0300moodys.comLinkedIn10001+ employeesfinancial services

Other plans on this EIN

1 filing

#010Retirement-$260.9M assets

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed October 1, 2008 (most recent of 4 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$676.9M

-10.0% from 2016

Total participants

5,609

-2.8% from 2016

Average account balance

$131,071

-5.8% from 2016

Annual return

0.80%

-6.97 pp from 2016

Benchmarks

See 487 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants1,000-4,999

Cohort487 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.08B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$255K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

8,182

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$148.67M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$28K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.11%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$87

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
EVERCORE TRUST COMPANY1+ years Filed as: EVERCORE TRUST COMPA Service code 15 · EIN 26-4691954	Recordkeeping	$143,750
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$30,627
FIDELITY INVESTMENTS INSTITUTIONAL1+ years Service code 37 · EIN 04-2647786	Loan Processing	-$87,318

Plan features & details

Pension benefit codes2E2F2G2J2K2O2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2O
ESOP other than a leveraged ESOP
Employee stock ownership plan that is not leveraged.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$90K

$22 / participant

Investment mgmt$31K33.9%
Other / not subdivided$60K66.1%

% of EOY assets

0.013%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: KPMG
Auditor EIN: 135565207
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$131,071

$75,760+73.0%

$123,105+6.5%

$59,188+121.4%

Participation rate

89.0%

86.0%+2.9pp

86.8%+2.2pp

69.4%+19.5pp

Annual return

0.80%

2.93%-2.1pp

13.22%-12.4pp

5.51%-4.7pp

Employer contribution / active EE

$5,254

$3,415+53.8%

$5,151+2.0%

$2,098+150.4%

Participant deferral / active EE

$8,586

$5,000+71.7%

$6,229+37.8%

$3,265+163.0%

Admin fee / account holder

$18

$61-71.2%

$9,014-99.8%

$92-81.0%

Provider

Service type

Compensation

EVERCORE TRUST COMPANY1+ years

Filed as: EVERCORE TRUST COMPA

Service code 15 · EIN 26-4691954

Recordkeeping

$143,750

STRATEGIC ADVISORS, INC.1+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$30,627

FIDELITY INVESTMENTS INSTITUTIONAL1+ years

Service code 37 · EIN 04-2647786

Loan Processing

-$87,318

PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion