Retirement plan

DUVAL & STACHENFELD, LLP 401(K) SAVINGS PLAN

Name: DUVAL & STACHENFELD, LLP - DUVAL & STACHENFELD, LLP 401(K) SAVINGS PLAN (2017) Form 5500
Creator: DUVAL & STACHENFELD, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DUVAL & STACHENFELD, LLP 401(K) SAVINGS PLAN, DUVAL & STACHENFELD, LLP

DUVAL & STACHENFELD, LLPEIN 13-3965769Plan #002PY 2017

555 MADISON AVE - NEW YORK, NY 100223409212-883-1700adstach.comLinkedIn51-200 employeeslaw practice

Other plans on this EIN

2 filings

#001Retirement-$14.5M assets #003Retirement-$4.1M assets

Prospect flagsHigh feesLow employer contribution

How to read this page

Total assets (EOY)

$2.7M

+28.5% from 2016

Total participants

-10.3% from 2016

Average account balance

$92,329

+28.5% from 2016

Annual return

19.49%

+8.39 pp from 2016

Benchmarks

See 25,067 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,067 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$5.61M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$200K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

93.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$319K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.40%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$20684

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$268K

$9230 / participant

Other / not subdivided$268K100.0%

% of EOY assets

9.997%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$92,329

$85,766+7.7%

$136,298-32.3%

$70,126+31.7%

Participation rate

79.3%

74.2%+5.2pp

81.9%-2.6pp

69.5%+9.8pp

Annual return

19.49%

31.46%-12.0pp

5156.27%-5136.8pp

73.15%-53.7pp

Employer contribution / active EE

$115

$2,966-96.1%

$4,696-97.6%

$2,343-95.1%

Participant deferral / active EE

$15,504

$5,051+206.9%

$6,247+148.2%

$3,332+365.3%

Admin fee / account holder

$9,230

$5,421+70.3%

$9,244-0.1%

$4,645+98.7%

DUVAL & STACHENFELD, LLP 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DUVAL & STACHENFELD, LLP 401(K) SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion