Filed July 21, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $179,413 |
MMA SECURITIES LLC7 years Filed as: MMC SECURITIES, LLC Service code 16 · EIN 06-1685865 | Consulting | $30,000 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,892 | $62,544-28.2% | $129,295-65.3% | $199,768-77.5% |
| Participation rate | 28.5% | 56.8%-28.3pp | 69.6%-41.2pp | 72.0%-43.5pp |
| Annual return | 16.67% | 16.95%-0.3pp | 9429.28%-9412.6pp | 34.26%-17.6pp |
| Employer contribution / active EE | $621 | $2,394-74.1% | $4,157-85.1% | $3,037-79.6% |
| Participant deferral / active EE | $1,228 | $3,123-60.7% | $4,169-70.5% | $5,090-75.9% |
| Admin fee / account holder | $133 | $167-20.1% | $7,665-98.3% | $269-50.4% |