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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $159,031 |
USI CONSULTING GROUP2 years Filed as: USI ADVISORS INC Service code 50 · EIN 06-1397347 | Direct Payment | $18,750 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS, LLC Service code 70 ONE NORTH JEFFERSON STREET · ST. LOUIS, MO 63103 | Consulting Fees | $12,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,933 | $38,058-3.0% | $169,452-78.2% | $75,289-50.9% |
| Participation rate | 91.9% | 65.1%+26.8pp | 77.8%+14.1pp | 72.4%+19.5pp |
| Annual return | -5.39% | -2.88%-2.5pp | 1.83%-7.2pp | -0.04%-5.4pp |
| Employer contribution / active EE | $1,178 | $1,478-20.3% | $4,157-71.7% | $2,405-51.0% |
| Participant deferral / active EE | $4,791 | $3,201+49.7% | $5,277-9.2% | $3,739+28.1% |
| Admin fee / account holder | $39 | $85-54.5% | $9,110-99.6% | $102-62.1% |