Filings through .
Filed October 17, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Advisory (Plan) | $25,538 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,416 |
9 funds of $250K or more; 25 lines in all, holding $35.1M of the plan's $36.0M. From the 2025 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| IndexSelect Aggressive 2055 Fund Cl R6 Manager not matched · Collective trust | $11.7M | 33.2% |
| Great Gray IndexSelect Aggressive 2045 Fund Cl R6 Manager not matched · Mutual fund | $9.2M | 26.3% |
| Great Gray IndexSelect Aggressive Retire Fund Cl R6 Manager not matched · Mutual fund | $4.3M | 12.2% |
| Great Gray Indexselect Aggressive 2035 Fund Cl R6 Manager not matched · Mutual fund | $3.2M | 9.1% |
| Empower S&P 500 Index Separate Acct (IS) Empower · Separate account IndexRecordkeeper's own fund | $2.9M | 8.2% |
| Great Gray Indexselect Aggressive 2065 Fund Cl R6 Manager not matched · Mutual fund | $1.5M | 4.2% |
| Blackrock U.S. Debt Index Fund R BlackRock · Collective trust Index | $341K | 1.0% |
| Blackrock Russell 2000 Index Fund R BlackRock · Collective trust Index | $334K | 1.0% |
| Great Gray IndexSelect Moderate 2045 Fund CL R6 Manager not matched · Mutual fund | $299K | 0.8% |
| Investment contract with insurance company Empower Annuity Insurance Company of America Empower · Insurance contract Recordkeeper's own fund | $205K | 0.6% |
Likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighBlackrock Equity Index Fund R to Empower S&P 500 Index Separate Acct (IS) | $2.6M to $2.9M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.