Filings through .
Filed December 19, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 27 · EIN 13-3180631 | Advisory (Plan) | $28,108 |
Filed as: ASSOCIATED PENSIONS CONSULTANTS Service code 16 · EIN 11-3271022 | Consulting | $12,975 |
Filed as: FIDELITY INVESTMENTS INSITUTIONAL Service code 37 · EIN 04-2647786 | Loan Processing | $7,446 |
FIDELITY INVESTMENTS INSTITUTIONAL11+ years Service code 60 | Sub-TA Fees | $0 |
17 funds of $250K or more; 21 lines in all, holding $14.1M of the plan's $14.9M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Balanced Fund Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $2.9M | 20.2% |
| Federated FH CAP Presrvn ISP Federated Hermes · Collective trust | $2.2M | 15.7% |
| Fidelity Blue Chip Growth Fund Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $1.3M | 9.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $1.2M | 8.3% |
| Fidelity Strategic Income Fund Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $816K | 5.8% |
| T. Rowe Price Capital Appreciation Fund T. Rowe Price · Mutual fund | $634K | 4.5% |
| JPMorgan Small Cap Equity Fund Class R5 JPMorgan · Mutual fund | $519K | 3.7% |
| Allspring AS Divrsd CAP BLD IS Allspring · Mutual fund | $504K | 3.6% |
| First Eagle Global A Manager not matched · Other | $483K | 3.4% |
| Vanguard Intermediate-Term Treasury Fund Admiral Shares Vanguard · Mutual fund | $465K | 3.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.