Retirement plan

INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI 401(K) PLAN

Name: INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI, LLP - INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI 401(K) PLAN (2017) Form 5500
Creator: INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI 401(K) PLAN, INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI, LLP

INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI, LLPEIN 13-3539044Plan #002PY 2017

250 PARK AVENUE - NEW YORK, NY 10177212-907-9600ingramllp.comLinkedIn51-200 employeeslaw practice

Other plans on this EIN

1 filing

#001Retirement-$10.3M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$3.6M

+30.8% from 2016

Total participants

+3.8% from 2016

Average account balance

$74,216

+28.1% from 2016

Annual return

17.91%

+12.17 pp from 2016

Benchmarks

See 25,067 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,067 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+5.72%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J3D2T3B

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$113K

$2505 / participant

Other / not subdivided$113K100.0%

% of EOY assets

3.100%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$74,216

$85,766-13.5%

$136,298-45.5%

$70,126+5.8%

Participation rate

86.7%

74.2%+12.5pp

81.9%+4.7pp

69.5%+17.1pp

Annual return

17.91%

31.46%-13.5pp

5156.27%-5138.4pp

73.15%-55.2pp

Employer contribution / active EE

$2,966-100.0%

$4,696-100.0%

$2,343-100.0%

Participant deferral / active EE

$10,457

$5,051+107.0%

$6,247+67.4%

$3,332+213.8%

Admin fee / account holder

$2,301

$5,421-57.6%

$9,244-75.1%

$4,645-50.5%

INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

INGRAM YUZEK GAINEN CARROLL & BERTOLOTTI 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion