Retirement plan

NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND

Name: NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND - NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND (2017) Form 5500
Creator: NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND, NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND

NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUNDEIN 13-3207195Plan #002PY 2017

100 MERRICK ROAD, SUITE 500 WEST - ROCKVILLE CENTRE, NY 11570516-775-2280

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$131.8M

+37.0% from 2016

Total participants

1,229

+24.5% from 2016

Average account balance

No prior year

Annual return

34.41%

+26.06 pp from 2016

Benchmarks

See 531 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants1,000-4,999

Cohort531 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$199.25M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$108K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,848

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.24M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+9.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$885

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 9 by compensation

Provider	Service type	Compensation
JOHN HANCOCK LIFE INSURANCE COMPANY2 years Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 690 CANTON STREET · WESTWOOD, MA 02090	Recordkeeping	$332,594
PROSKAUER ROSE LLP2 years Service code 29 · EIN 13-1840454 11 TIMES SQUARE · NEW YORK, NY 10036	Legal	$145,360
BOYD WATTERSON ASSET MANAGEMENT2 years Service code 28 · EIN 34-1922005 1801 EAST 9TH ST STE 1400 · CLEVLAND, OH 44114	Investment Management	$132,337
FRANKLIN TEMPLETON1 year Filed as: CLEARBRIDGE INVESTMENTS LLC Service code 28 · EIN 01-0846058 620 EIGHTH AVE. 48TH FL · NEW YORK, NY 10018	Investment Management	$88,760
FITZSIMMONS ABRAMS, LLP1 year Filed as: FITZSIMMONS ABRAMS LLP Service code 10 · EIN 13-2858927 7600 JERICHO TPKE · WOODBURY, NY 11797	Accounting	$76,393
CONGRESS ASSET MANAGEMENT3+ years Service code 28 · EIN 04-2848965 2 SEAPORT LANE · BOSTON, MA 02210	Investment Management	$58,566
REYNOLDS CONSULTING SERVICES1 year Filed as: REYNOLDS CONSULTING SERVICES LLC Service code 27 · EIN 20-1899564 25 NEWBRIDGE ROAD · HICKSVILLE, NY 11801	Advisory (Plan)	$37,500
MARKOWITZ & RICHMAN1 year Filed as: LAW OFFICES OF MARKOWITZ & RICHMAN Service code 29 · EIN 23-2111581 121 SOUTH BROAD STREET · PHILADELPHIA, PA 19109	Legal	$20,699
KENNEDY CAPITAL MANAGEMENT2 years Filed as: KENNEDY, JENNIK & MURRAY, PC Service code 29 · EIN 25-1919594 900 THIRD AVE, SUITE 1200 · NEW YORK, NY 100224869	Legal	$6,545

Plan features & details

Pension benefit codes2A2H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$782K

$636 / participant

Investment mgmt$334K42.7%
Other / not subdivided$448K57.3%

% of EOY assets

0.593%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: FITZSIMMONS ABRAMS LLP
Auditor EIN: 132858927
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$89,274-100.0%

$149,721-100.0%

$77,958-100.0%

Participation rate

0.0%

87.6%-87.6pp

87.1%-87.1pp

71.6%-71.6pp

Annual return

34.41%

20.36%+14.0pp

1501.67%-1467.3pp

20.87%+13.5pp

Employer contribution / active EE

$6,874

$3,727+84.5%

$5,444+26.3%

$2,310+197.5%

Participant deferral / active EE

$5,382-100.0%

$6,568-100.0%

$3,537-100.0%

Admin fee / account holder

$240-100.0%

$11,282-100.0%

$97-100.0%

Provider

Service type

Compensation

JOHN HANCOCK LIFE INSURANCE COMPANY2 years

Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS

Service code 15 · EIN 01-0233346

690 CANTON STREET · WESTWOOD, MA 02090

Recordkeeping

$332,594

PROSKAUER ROSE LLP2 years

Service code 29 · EIN 13-1840454

11 TIMES SQUARE · NEW YORK, NY 10036

Legal

$145,360

BOYD WATTERSON ASSET MANAGEMENT2 years

Service code 28 · EIN 34-1922005

1801 EAST 9TH ST STE 1400 · CLEVLAND, OH 44114

Investment Management

$132,337

FRANKLIN TEMPLETON1 year

Filed as: CLEARBRIDGE INVESTMENTS LLC

Service code 28 · EIN 01-0846058

620 EIGHTH AVE. 48TH FL · NEW YORK, NY 10018

Investment Management

$88,760

FITZSIMMONS ABRAMS, LLP1 year

Filed as: FITZSIMMONS ABRAMS LLP

Service code 10 · EIN 13-2858927

7600 JERICHO TPKE · WOODBURY, NY 11797

Accounting

$76,393

CONGRESS ASSET MANAGEMENT3+ years

Service code 28 · EIN 04-2848965

2 SEAPORT LANE · BOSTON, MA 02210

Investment Management

$58,566

REYNOLDS CONSULTING SERVICES1 year

Filed as: REYNOLDS CONSULTING SERVICES LLC

Service code 27 · EIN 20-1899564

25 NEWBRIDGE ROAD · HICKSVILLE, NY 11801

Advisory (Plan)

$37,500

MARKOWITZ & RICHMAN1 year

Filed as: LAW OFFICES OF MARKOWITZ & RICHMAN

Service code 29 · EIN 23-2111581

121 SOUTH BROAD STREET · PHILADELPHIA, PA 19109

Legal

$20,699

KENNEDY CAPITAL MANAGEMENT2 years

Filed as: KENNEDY, JENNIK & MURRAY, PC

Service code 29 · EIN 25-1919594

900 THIRD AVE, SUITE 1200 · NEW YORK, NY 100224869

Legal

$6,545

NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NORTHEAST DISTRICT COUNCIL OF THE OPCMIA ANNUITY FUND

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion