Filed March 15, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $111,278 |
ANCHIN, BLOCK & ANCHIN LLP1+ years Filed as: ANCHIN BLOCK & ANCHIN Service code 10 · EIN 13-0436940 | Accounting | $27,000 |
Filed as: ALLIANT INS SERVICES Service code 10 · EIN 33-0785439 | Accounting | $7,155 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $285,563 | $88,324+223.3% | $115,037+148.2% | $55,191+417.4% |
| Participation rate | 31.7% | 72.5%-40.9pp | 81.4%-49.7pp | 69.2%-37.5pp |
| Annual return | 2.91% | 6.30%-3.4pp | 26.14%-23.2pp | 10.78%-7.9pp |
| Employer contribution / active EE | $2,184 | $2,805-22.1% | $4,608-52.6% | $1,899+15.0% |
| Participant deferral / active EE | $8,698 | $5,042+72.5% | $6,026+44.3% | $3,046+185.5% |
| Admin fee / account holder | $646 | $105+513.4% | $8,175-92.1% | $91+612.0% |